Posted 21 May, 2026

Associate, Compliance & Control II

BNY

Pune,MH,IN,411014 Full Time

Reference: 218_663366_74547

We're seeking a future team member for the role of Specialist 2, Compliance & Control to join our Compliance team. This role is located in Pune.

In this role, you'll make an impact in the following ways:

Support day-to-day efforts related to assessing whether assigned areas comply with relevant laws, rules, regulations, and policies, ensuring control mechanisms are deployed as expected
Assist with monitoring and reporting of established controls and implement new control procedures in response to regulatory changes or compliance issues under minimal supervision
Suggest changes to improve work processes and guide lower-level peers on procedures, reviewing the quality of their work
Research and collect data on compliance and control-related activities, compiling data into usable formats and conducting basic preliminary analyses
Review and verify that activities align with overall control procedures and compliance strategy
Independently prepare reports for management on compliance status and assign report development tasks to junior staff
Counsel business personnel and management on compliance improvements and alignment with established controls and goals
Identify and address compliance issues, interfacing directly with peers and escalating complex issues as needed
Provide technical support for assessments of control effectiveness and produce data to support risk-based reviews of regulatory requirements
Recommend process improvements and contribute to team objectives

To be successful in this role, we're seeking the following:

Bachelor's degree or equivalent combination of education and experience
3-5 years of total work experience preferred
Experience with Financial Services Industry regulations, compliance operations, or auditing preferred
Experience with financial services compliance and/or assigned products, services, or business lines and relevant laws, regulations, and rules preferred

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