Senior Manager-Regulatory Reporting

Position / Designation: Senior Manager – Regulatory Reporting

Location: Trivandrum

Key Responsibilities

• Regulatory Reporting : Manage preparation and submission of reports to regulators (RBI, SEBI, etc.).
• Compliance Management : Ensure timely compliance with applicable regulations and statutory requirements.
• Stakeholder Liaison : Coordinate with auditors, regulators, and internal teams.
• Monitoring Regulatory Changes : Track evolving regulatory frameworks and implement necessary changes.
• Data Accuracy : Maintain integrity, accuracy, and timeliness of disclosures.
• Team Leadership : Guide and train analysts/associates in reporting processes.

Personal Specification

• Qualification: CA (Chartered Accountant)
• Experience: 5+ years in regulatory reporting, compliance, or financial control roles
• Thorough knowledge of RBI and SEBI circulars and guidelines applicable to NBFCs.
• Skill Sets: Regulatory reporting, compliance management, financial analysis, risk assessment, stakeholder management
• Communication Skills: Strong verbal and written communication; ability to interact with regulators and senior management
• Behavioral Competencies: Detail-oriented, ethical, proactive, collaborative, with strong leadership and problem-solving skills
• Other Requirements: Flexibility to adapt to evolving regulatory requirements

Key Performance Indicators (KPIs)

• Timely Submission : 100% of reports filed within regulatory deadlines.
• Accuracy of Reports : Zero errors or discrepancies identified in regulatory audits.
• Compliance Adherence : No penalties or non-compliance issues reported.
• Regulatory Updates Implementation : Prompt adoption of new regulatory requirements.
• Audit Readiness : Smooth and successful completion of internal/external audits.
• Stakeholder Satisfaction : Positive feedback from regulators, auditors, and internal teams.
• Team Development : Improved efficiency and capability of reporting team members.