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Posted 09 July, 2026

Compliance Officer

Michael Page
Mumbai, MH, IN Full Time
Reference: 825f3161846e23ef

Job Description

  • Opportunity to work with a Merchant Banker
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  • Competitive pay
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    About Our Client

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    The hiring organization is a CAT 1 Merchant Banker operating in the business services industry. They specialize in providing tailored solutions within the banking and financial services sector, ensuring excellent standards of compliance and operational efficiency.

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    Job Description

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  • Ensure compliance with all applicable regulatory requirements and internal policies.
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  • Monitor and assess the organization's operations to identify potential compliance risks.
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  • Develop and implement compliance policies, frameworks, and procedures in alignment with industry standards.
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  • Prepare and submit regulatory reports and filings accurately and on time.
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  • Provide support and guidance to internal teams on compliance-related matters.
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  • Conduct periodic audits to ensure adherence to compliance protocols.
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  • Collaborate with external regulatory bodies and auditors as required.
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  • Keep up to date with changes in regulations and recommend necessary adjustments to policies.
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    The Successful Applicant

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    A successful Compliance Officer should have:

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  • Relevant educational qualifications in law, finance, or a related field.
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  • Strong knowledge of compliance processes within the banking and financial services industry.
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  • Familiarity with regulatory frameworks applicable to the business services sector.
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  • Excellent analytical and problem-solving skills.
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  • Proficiency in monitoring and implementing compliance policies.
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  • Ability to communicate effectively with internal and external stakeholders.

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