Assistant Manager - Compliance - Powai

Roles & Responsibilities:

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• Ensure NBFC is adhering to all regulations prescribed by RBI for NBFCs
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• Ensure compliance with other applicable regulations on anti-money laundering, IRDA, PMLA etc
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• Track compliance under RBI and IRDA laws in close co-ordination with other departments such as HR, Finance, Operations, risk etc
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• Work closely with other departments for having policy framework for all major activities of the NBFC as required under the law and review the policies at relevant intervals
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• Manage website disclosures as required under Companies Act, SEBI LODR and other applicable laws
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• Coordinating with RBI officials during RBI Inspection
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• Interpretation of RBI circulars and dissemination and implementation of the same on an organisation level.
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• Tracking and closure of Customer Services complaints received via RBI or customer support team
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• Advisory in Compliance related matter/ RBI circular interpretation
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• Performing Compliance testing on regular basis
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