Distribution Compliance role with Leading Insurance Company

Roles and Responsibilities Distribution Compliance role with Leading Insurance Company Key Responsibilities Sales Compliance Review – conduct review on sales practice &
processes for all Sales & Distribution Channels.
Develop & present recommendations & related review deliverables
Support Distribution channels in putting the preventive steps and plan
in place
Track and ensure closure of each actionable as part of sales compliance
review
Publish monthly Sales Quality Dashboard on key Sales Quality
Parameters for all sales and distribution channels.
Conduct Market Conduct Training on Ethical Conduct on periodic
basis for Sales and distribution workforce.
Monitor adherence on defined timelines for Agency Channel basis
testing of regulatory requirements for business channels
Managing end to end of AML Refresher Training for agents.
Spreading awareness on process circulars to all Sales and Distribution
employees on new process being launched and any change in process
through educatory mailers. Preferred Skill Set:- Proficiency on working in MS – Office (High on Excel, Word and PowerPoint)
A good technical understanding of the business processes function & corresponding operational & financial controls designed to
effectively manage the organization’s business units and operations.
Strong analytical & decision-making skills.
Ability to structure solutions to complex problems.
Demonstrate self-discipline & good time management.
Self-starter & can work on multiple projects under pressure.
Consistently complete work on time & within budget without compromising quality.
Consistently convey a confident, professional, positive & realistic attitude.
Maintain a habit of continuous learning & take responsibility for the development of one’s own skills, including technical, business,
and interpersonal, written and informal verbal communication.Location:- GurgaonWorking Model :- Gurgaon